FACA Committee Purpose & Justification The information in this plan was imported from the Federal Advisory Committee Act (FACA) database and transformed into StratML Part 1, Strategic Plan, format. Fiscal Year:2011 Committee Type: Non Scientific Program Advisory Board Global Markets Advisory Committee CFTC 81a431d0-daea-499a-a0a9-bffc19d22dfc [5215]: http://www.cftc.gov/About/CFTCCommittees/GlobalMarketsAdvisory/index.htm Commodity Futures Trading Commission [7]: http://www.cftc.gov/ Sponsoring Agency Beneficiary Richard Berliand J.P. Morgan Securities Ltd. Committee Member Representative Performer William Brodsky Chairman and CEO, Chicago Board Options Exchange Committee Member Representative Performer Mr Thomas F. Callahan Executive Vice President and Head of NYSE Liffe U.S. Committee Member Representative Performer Mr. George Crapple Co-Chairman and Co-Chief Executive Officer Committee Member Representative Performer Michael Dawley FIA Committee Member Representative Performer Mr. David Dohnalek Vice President of Finance and Treasurer Committee Member Representative Performer Craig Donohue Chicago Mercantile Exchange Committee Member Representative Performer Mr. David Downey Chief Executive Officer Committee Member Representative Performer Ms. Laurie R. Ferber General Counsel Committee Member Representative Performer Robert Klein Citigroup Global Markets, Inc. Committee Member Representative Performer Roger Liddell London Clearing House Committee Member Representative Performer Bonnie Litt Goldman, Sachs & Co. Committee Member Representative Performer Mr. John Nixon Chief Executive Officer, Electronic Broking Committee Member Representative Performer Mr. Jiro Okochi Chief Executive Officer and Co-Founder Committee Member Representative Performer Michael J Otten Attorney, CFTC Committee Member Regular Government Employee (RGE) Performer Peter Reitz Eurex Frankfort AG Committee Member Representative Performer Dan Roth National Futures Association Committee Member Representative Performer Steve Sparke Chairman, Futures & Options Association Committee Member Representative Performer Jeffrey Sprecher Intercontinental Exchange Committee Member Representative Performer Eric Vincent Chairman, Managed Funds Association Committee Member Representative Performer Mr. Conrad Voldstad Chief Executive Officer Committee Member Representative Performer Mr. Donald R. Wilson Jr. Founder and Chief Executive Officer Committee Member Representative Performer Not Available 1e5c7f83-3115-4370-bbf9-8458fe3cbd79 The meeting held by this committee on Tuesday, October 5, 2010, obtained the views of international regulators, futures industry professionals and market participants on global financial regulatory reform and regulatory reform in the United States (U.S.) underway to implement the Dodd-Frank Wall street Reform and Consumer Protection Act (Dodd-Frank). The Committee is comprised of individuals representing various U.S. and foreign exchanges, self-regulatory organizations, intermediaries, market users and traders with extensive experience and expertise involving global futures markets issues. 0e4f9b54-bdc0-42c2-8a5e-ba29c264786f Recommandations Not Available 03f659d2-ac43-407f-999d-f22b32d609cf Make, Accept, Implement dde89d34-104f-4ca3-96b1-a7c226e88607 a8ba0908-6761-43fb-8367-c4025cfbd158 Recommendations Made Number Global Markets Advisory Committee Commodity Futures Trading Commission Unspecified n/a 2010-10-01 2011-09-30 While the committee made no formal recommendations during FY 2011, the meeting of the committee provided the CFTC with a variety of international perspectives and produced a number of reports. Historically the committee has served as a forum in which representives of major interests affected by the work of the CFTC in the international area can provide the CFTC with their various perspectives on global policy issues within the agency's jurisdiction; and as forum for the agency to obtain information about international perspectives, for example by means of presentations by foreign derivatives regulators followed by member discussion of the issues raised. 0 2010-10-01 2011-09-30 104030f9-78e7-4423-ba60-dfe7e5b113cf Recommendations Fully Accepted Percentage Global Markets Advisory Committee Commodity Futures Trading Commission For a variety of its own reasons not applicable to the Committee, the agency may implement all/most of the recommendations, but few times recommendations are not implemented. n/a 2010-10-01 2011-09-30 0 2010-10-01 2011-09-30 b4a4a5c6-4bad-4267-8e91-7936a1438a60 Recommendations Partially Accepted Percentage Global Markets Advisory Committee Commodity Futures Trading Commission There are sometimes a few proposals which were not funded in their entirety, those few being scaled back from their original level of requested funding (allowable under the program). n/a 2010-10-01 2011-09-30 0 2010-10-01 2011-09-30 2010-10-01 2011-09-30 2013-07-09 http://explore.data.gov/resource/datasets/c5i3-bb9j Gannon (J.) Dick gannon_dick@yahoo.com Submit error.