FACA Committee Purpose & Justification The information in this plan was imported from the Federal Advisory Committee Act (FACA) database and transformed into StratML Part 1, Strategic Plan, format. Fiscal Year:2011 Committee Type: Other Joint CFTC SEC Advisory Committee on Emerging Regulatory Issues CFTC b27484e4-037a-4803-9f21-14f0999c0aa7 [73617]: http://www.cftc.gov/About/CFTCCommittees/CFTC-SECJointAdvisoryCommittee/index.htm Commodity Futures Trading Commission [7]: http://www.cftc.gov/ Sponsoring Agency Beneficiary Ms. Brooksley Born Retired Partner, Arnold & Porter Committee Member Representative Performer Mr. John Brennan Fmr. Chairman & CEO Committee Member Representative Performer Dr. Robert F. Engle Professor, NYU Stern School of Business Committee Member Representative Performer Gary Gensler Chairman Committee Member Regular Government Employee (RGE) Performer Mr. Richard Ketchum Chairman and Chief Executive Officer Committee Member Representative Performer Ms. Maureen P. O'Hara Professor of Finance Committee Member Representative Performer Dr. Susan M. Phillips Dean and Professor of Finance, The George Washington University School of Business Committee Member Representative Performer David Ruder Professor, Northwestern University Committee Member Representative Performer Mary Schapiro Chairman Committee Member Regular Government Employee (RGE) Performer Dr. Joseph E. Stiglitz Professor, Columbia University Committee Member Representative Performer Not Available 961e5ced-e9af-4508-a7dd-a661e9e8fc75 Committee gathered information relating to, and analyzed, unusual market fluctuations of May 6, 2010 in preparation for report and recommendations expected to be issued in FY 2011. A report was presented in March 2011. b69b2da3-fee0-46c7-871f-8f227011113b Recommandations Not Available 7e1b1f86-162f-42c5-8e60-787d8a89939c Make, Accept, Implement 1cd6fa8a-82bb-417f-bf13-0bdc95a01db5 76ad9ad3-ad54-457a-9a00-d0dcd59f957d Recommendations Made Number Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Commodity Futures Trading Commission Unspecified n/a 2010-10-01 2011-09-30 0 2010-10-01 2011-09-30 9eeb9e30-762b-4a52-9684-7b8d1fded459 Recommendations Fully Accepted Percentage Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Commodity Futures Trading Commission For a variety of its own reasons not applicable to the Committee, the agency may implement all/most of the recommendations, but few times recommendations are not implemented. n/a 2010-10-01 2011-09-30 0 2010-10-01 2011-09-30 3927e0fe-7395-4360-984a-66b151dafd7f Recommendations Partially Accepted Percentage Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Commodity Futures Trading Commission There are sometimes a few proposals which were not funded in their entirety, those few being scaled back from their original level of requested funding (allowable under the program). n/a 2010-10-01 2011-09-30 0 2010-10-01 2011-09-30 2010-10-01 2011-09-30 2013-07-09 http://explore.data.gov/resource/datasets/c5i3-bb9j Gannon (J.) Dick gannon_dick@yahoo.com Submit error.